EMPLOYMENT LAW ALERT  

New Model Notices Issued for the 
COBRA Subsidy Extension
  

 

January 13, 2010, the U.S. Department of Labor issued three new Model COBRA Notices for the COBRA subsidy amendment that was effective on December 19, 2009.  (Click here to see our December 22, 2009 Employment Law Alert on the topic.)  The amendment extended the sunset date for the COBRA subsidy from December 31, 2009, to February 28, 2010, and expanded the maximum subsidy from nine to 15 months.  In addition, the requirement that the assistance eligible individual (AEI) lose coverage within the subsidy period of September 1, 2008 through February 28, 2010 was deleted, so that only the covered employee’s involuntary loss of employment must occur within the subsidy period.  Finally, the amendment details how to handle AEIs who exceeded the former maximum nine-month subsidy and are eligible for up to six more months of the expanded subsidy.

The three new Model COBRA Notices are each available for download as a “Word” document at http://www.dol.gov/ebsa/COBRAmodelnotice.html.  Below is a summary of the pertinent changes to each form and requirements for each form’s use:

1.   Updated Model General Notice

This notice is a revision of the former Model General Notice.  Changes include the extended eligibility date of February 28, 2010, the new maximum subsidy of 15 months, and the deletion of the requirement that an AEI lose coverage, and employment, during the subsidy period of September 1, 2008 through February 28, 2010.  This notice must be sent to covered employees (and their qualified beneficiaries), who experienced any qualifying event from September 1, 2008 through February 28, 2010, if such persons have not yet been sent a COBRA election notice.  The deadline for sending this notice form is the usual COBRA requirement of 14 days after the qualifying event.

2.   Model Premium Assistance Extension Notice

This notice is completely new.  It speaks to persons who had previously received a COBRA election notice that did not explain the amendment, but who may be impacted by the retroactive nature of that amendment.  AEIs who received nine months of COBRA subsidy and remained eligible for the expanded 15-month maximum subsidy, but dropped coverage at the end of the nine months, can re-enter COBRA by making retroactive payment of the 35% reduced premium.  However, this payment must be made by February 17, 2010, within 30 days after receipt of this new notice, or by the end of an otherwise applicable payment grace period.  Some AEIs continued COBRA coverage beyond the former nine month maximum subsidy by paying 100% of the premium.   If those persons remained eligible for the expanded 15-month maximum subsidy, they can get a refund of 65% of the excess premiums they paid, or a credit toward future premiums.  Although it is not entirely clear in the Model Premium Assistance Extension Notice, AEIs need to contact their plan administrator to make arrangements for a refund or credit.  To compensate for this lack of clarity, employers sending out this notice should consider highlighting (by boldface type or some other method) the paragraph on the third page immediately above the line that says “For more information.”  Alternatively, employers may wish to use the following in place of that paragraph: 

You may contact [enter appropriate contact information, e.g., the Plan Administrator or other party responsible for COBRA administration under the Plan] to confirm the correct amount of your first payment or to discuss payment issues related to the ARRA premium reduction.  That would include questions arising from the fact that you received the full nine months of premium assistance required under ARRA and either did not make any payment for subsequent periods of coverage but now wish to take advantage of the extended period to fifteen months, or made payment of the 35% (or some other amount that is less than the full premium), or made payment of the full premium otherwise required to maintain coverage absent the subsidy and now wish to discuss obtaining a refund or credit.

This new Model Premium Assistance Extension Notice must be sent to the following persons by the dates listed:

  • AEIs as of October 31, 2009 must receive this notice by no later than February 17, 2010.  For example, Frank was involuntarily terminated under a reduction in force on September 1, 2009.  He and his qualified beneficiaries elected and maintained COBRA coverage through October 31, 2009 (or beyond).  They must receive the new Model Premium Assistance Extension Notice no later than February 17, 2010.

 

  • Covered employees (and their beneficiaries) who experienced a termination of employment on or after October 31, 2009 which resulted in a loss of health coverage—as long as they did not receive an Updated Model General Notice—must be provided with this notice no later than February 17, 2010.  For example, Kimberly was terminated due to the elimination of her job and lost health care coverage on November 30, 2009.  She and her qualified beneficiaries must receive the new Model Premium Assistance Extension Notice no later than February 17, 2010.

 

  • AEIs who received the former maximum nine months of COBRA subsidy must be provided with this notice within 60 days of entering the “transition period.”  The transition period begins on the day immediately following the end of the maximum subsidy period (or the 10th month after the subsidy began).  For example, Pat was terminated for poor performance on February 15, 2009 and lost coverage on February 28, 2009.  Pat and her qualified beneficiaries were AEIs and received the COBRA subsidy for the former nine-month maximum period, or through November 30, 2009.  December 1, 2009 was the first day of their transition period.  Pat and her qualified beneficiaries must receive the new Model Premium Assistance Extension Notice within 60 days, or by February 1, 2010.  In addition, because Pat paid 100% of the COBRA premiums for December and January, she may either get a refund, or a credit toward future COBRA premiums, equal to 65% of the premium she paid for December and January. 

     

    3.   Updated Alternative Notice

    This notice is a revision of the former Alternative Notice for persons subject to state law providing for the continuation of health benefits.  In Iowa, that law is Iowa Code Chapter 509B.  This notice must be sent to covered employees (and their qualified beneficiaries), who lose employment from September 1, 2008 through February 28, 2010, and who are subject to state law within the time period required by state law.  Employers too small to be subject to COBRA (fewer than 20 employees) are advised to seek specific information from their insurance carrier and from a competent professional with regard to the impact of these recent changes on individual benefit continuation situations under Chapter 509B.  The amendment to the federal law on COBRA subsidies does not, for example, change Iowa law which only provides for a maximum period of “state continuation” coverage of nine months.

    There may be some overlap in the new model notices, meaning some persons may be entitled to two or more notices.  Should that occur, employers need only send a single notice, but according to the DOL, that must be the notice with the shortest deadline for receipt.

    As always, it is suggested that all COBRA notices be sent by certified mail/return receipt requested.  This provides proof that the notice was sent, when it was sent, where it was sent, to whom it was sent, and whether it was received.  

    If you have questions about COBRA or the COBRA subsidy, please contact the Dickinson attorney with whom you normally work or a member of the firm’s Employment and Labor Law Practice Group at employmentlaw@dickinsonlaw.com. 

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    This alert is designed and intended for general informational purposes only, and is not intended, nor should it be construed or relied upon, as legal advice.  Please consult with your attorney if specific legal information is desired.

    Dickinson, Mackaman, Tyler & Hagen, P.C.                                                                                                                                                                                                                   

    699 Walnut Street, Suite 1600
    Des Moines, IA 50309
    Phone: 515.244.2600
    Fax: 515.246.4550
    www.dickinsonlaw.com

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